Fawaz Sobhi El-Habel

CE No. AII679 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fawaz Sobhi El-Habel (), a licensed former licensee with CE reference AII679. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Deltroit (Hong Kong) Limited RO Type 4 — Advising on securities 2014-04-09 2018-10-09
Deltroit (Hong Kong) Limited RO Type 9 — Asset management 2014-04-09 2018-10-09
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2007-04-11 2008-05-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2007-04-11 2007-12-31
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities 2003-10-22 2007-02-24
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities 2003-10-22 2007-02-24
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities present 2003-09-17
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities present 2003-09-17
J.P. Morgan Broking (Hong Kong) Limited Rep Type 6 — Advising on corporate finance present 2003-09-17
J.P. Morgan Broking (Hong Kong) Limited Rep Type 7 — Providing automated trading services present 2003-09-17
J.P. Morgan Broking (Hong Kong) Limited Rep Type 9 — Asset management present 2003-09-17

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