Fawaz Sobhi El-Habel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fawaz Sobhi El-Habel ( ), a licensed former licensee with CE reference AII679. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-04-09 | 2018-10-09 |
| Deltroit (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-04-09 | 2018-10-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-11 | 2008-05-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-11 | 2007-12-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-10-22 | 2007-02-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2003-10-22 | 2007-02-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-09-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-09-17 |