Joyce Suk Wah Wong
黃淑華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Suk Wah Wong (黃淑華), a licensed former licensee with CE reference AIJ119. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-02 | 2024-10-31 |
| EM Asset Management Limited 易美資産管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-02 | 2024-10-31 |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-25 | 2020-01-22 |
| Mega Success Investment Management Limited 東方融暢資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-25 | 2020-01-22 |
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 9 — Asset management | 2016-04-19 | 2018-04-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-08 | 2014-01-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-13 | 2014-01-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-13 | 2014-01-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-17 | 2011-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-17 | 2011-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-15 |