Yuen Man Tang
鄧婉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Man Tang (鄧婉文), a licensed former licensee with CE reference AIL111. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-28 | 2015-12-13 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-05 | 2011-12-14 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-24 | 2005-06-28 |
| HSBC Life (International) Limited 滙豐人壽保險(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-13 |
| HSBC Life (International) Limited 滙豐人壽保險(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-17 |
| HSBC Life (International) Limited 滙豐人壽保險(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-17 |