On Loy Mow
繆安來
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Loy Mow (繆安來), a licensed former licensee with CE reference AIR602. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-05 | 2026-04-30 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-05 | 2026-04-30 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 9 — Asset management | 2024-01-05 | 2026-04-30 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-02 | 2024-01-05 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-02 | 2024-01-05 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-19 | 2023-10-04 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2023-05-19 | 2023-10-04 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2023-05-19 | 2023-10-04 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-27 | 2023-05-10 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-27 | 2023-05-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-07 | 2006-12-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-07 | 2006-12-16 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-01 | 2005-09-28 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-01 | 2005-09-28 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-01 | 2005-09-28 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-15 | 2004-09-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-07 |