Brian Albert Pohli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Albert Pohli ( ), a licensed former licensee with CE reference AIR628. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | RO | Type 9 — Asset management | 2021-06-24 | 2023-03-24 |
| Valliance Asset Management Limited | Rep | Type 9 — Asset management | 2021-04-19 | 2021-06-24 |
| Deltroit (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-11-13 | 2021-03-05 |
| Deltroit (Hong Kong) Limited | RO | Type 9 — Asset management | 2005-12-12 | 2021-03-05 |
| Deltroit (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2005-04-11 | 2021-03-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |