Alexis Dominique Suzat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Dominique Suzat ( ), a licensed former licensee with CE reference AIR658. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-13 | 2008-03-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-03 | 2008-03-04 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 9 — Asset management | 2006-02-15 | 2006-09-29 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2005-03-07 | 2006-02-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |