Brevan Howard (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brevan Howard (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AKO483. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 15 (total recorded over time: 111). Earliest licence on file: 2004-07-12.
Registered address
Unit 5101, 51/F, Cheung Kong Center, 2 Queen's Road Central, Central & Western District
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2004-07-12 | present |
| Type 1 — Dealing in securities | 2012-09-13 | 2018-05-11 |
| Type 4 — Advising on securities | 2008-03-12 | 2018-05-11 |
| Type 5 — Advising on futures contracts | 2008-03-12 | 2018-05-11 |
Licensed staff (all-time) (111)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Frederic Wing Keung Au 區永強 | RO 9 Rep 4, 5, 9 | 2007-10 | 2023-06 |
| Minal Bathwal | RO 9 Rep 4, 5, 9 | 2007-06 | 2025-10 |
| Peter Sun Hong Chan | RO 9 Rep 4, 5, 9 | 2007-04 | 2014-09 |
| Craig Lawrence Chudleigh | RO 9 | 2004-07 | 2006-05 |
| Clement Pierre Dunand-Chatellet | RO 9 Rep 9 | 2022-07 | 2024-04 |
| Kaspar Daniel Ernst | RO 1, 4, 5, 9 | 2004-07 | 2020-02 |
| Joseph Bernard Irineo | RO 1, 4, 5, 9 Rep 4, 5, 9 | 2007-01 | 2021-03 |
| Sungryul Kim | RO 9 Rep 9 | 2022-03 | Present |
| Ian Cedric Sze Kit Lee 李思傑 | RO 9 Rep 1, 4, 5, 9 | 2006-03 | 2025-10 |
| Mei Chi Lee 李美芝 | RO 4, 5, 9 Rep 9 | 2005-12 | 2013-11 |
| Sam Leung 梁森 | RO 9 Rep 9 | 2016-03 | 2024-10 |
| Shantanu Nagpal | RO 4, 5, 9 Rep 4, 5, 9 | 2010-03 | 2010-11 |
| Jahanzeb Naseer | RO 9 Rep 9 | 2005-12 | 2007-01 |
| Michael Sebastien Pautrot | RO 1, 4, 5, 9 Rep 4, 5, 9 | 2011-10 | 2015-02 |
| Dhruv Piplani | RO 1, 9 Rep 9 | 2013-10 | 2014-10 |
| Andrew Keith Saxton | RO 9 Rep 9 | 2024-07 | Present |
| Alexis Dominique Suzat | RO 9 Rep 9 | 2005-03 | 2006-09 |
| Bengt Johan Tellvik | RO 1, 4, 5, 9 Rep 1, 9 | 2014-08 | 2015-08 |
| Alexander Michael Underwood | RO 4, 5, 9 | 2007-02 | 2012-06 |
| James William Edward Vernon | RO 9 | 2004-07 | 2004-12 |
| Christian Un Sik Youn 尹彥植 | RO 1, 4, 5, 9 Rep 4, 5, 9 | 2007-03 | 2014-02 |
| David John Stuart Adams | Rep 4, 5, 9 | 2012-05 | 2018-02 |
| Ashwin Aiyappan | Rep 9 | 2023-07 | 2024-11 |
| Dmitry Alex Balzac | Rep 9 | 2012-01 | 2012-09 |
| Adwait Anil Bartakke | Rep 1, 9 | 2013-03 | 2013-10 |
| James Michael Beeson | Rep 4, 5, 9 | 2006-04 | 2009-04 |
| Huan Bian 卞歡 | Rep 9 | 2022-07 | 2024-04 |
| John Louis Francis Capaldi | Rep 1 | 2014-08 | 2015-10 |
| Xueshan Chang 常雪杉 | Rep 4, 5, 9 | 2008-04 | 2010-08 |
| Haidi Chen 陳海迪 | Rep 9 | 2022-10 | 2024-03 |
| Jianfang Chen 陳建芳 | Rep 9 | 2023-07 | Present |
| Yibing Chen 陳一冰 | Rep 9 | 2023-06 | 2024-03 |
| Ka Chung (SFC:BVM870) Cheng 鄭嘉聰 | Rep 9 | 2024-10 | 2025-11 |
| Ke Cheng 程珂 | Rep 1, 9 | 2017-05 | 2024-09 |
| Chakrapas Chiarawongse | Rep 9 | 2018-06 | 2019-12 |
| James Edward Chilton | Rep 9 | 2020-11 | Present |
| Robert Peter Chiu | Rep 1, 9 | 2012-12 | 2017-03 |
| Yuk Ming Chui 徐旭明 | Rep 9 | 2025-02 | Present |
| Rohit Madan Mohan Chulani | Rep 9 | 2006-02 | 2007-01 |
| Samuel Thomas Conyngham | Rep 9 | 2004-07 | 2005-04 |
| Sugat Dhara | Rep 9 | 2015-02 | 2015-09 |
| Yuejing Ding 丁悦静 | Rep 9 | 2022-12 | 2024-04 |
| Xuefeng Duan 段雪峰 | Rep 9 | 2023-08 | Present |
| Yue Fai Joel E 余耀輝 | Rep 1, 9 | 2016-03 | 2017-06 |
| Paul Joseph Ellis | Rep 9 | 2013-01 | 2017-02 |
| Jeffrey Sai Tai Fang 方世泰 | Rep 4, 5, 9 | 2007-09 | 2008-11 |
| Jong Chen Foo | Rep 4, 5, 9 | 2006-08 | 2009-01 |
| Brian Cory Friedman | Rep 9 | 2023-07 | 2023-09 |
| Koji Fujiwara | Rep 9 | 2013-05 | 2013-10 |
| Hon Nam Fung 馮漢南 | Rep 4, 5, 9 | 2008-04 | 2008-11 |
| Samrat Ghosh | Rep 1, 4, 5, 9 | 2008-06 | 2018-02 |
| Joel Stephan Guglietta | Rep 9 | 2005-12 | 2006-11 |
| Hui (SFC:AZR404) He 何卉 | Rep 4, 5 | 2012-06 | 2013-04 |
| Ville Esko Helske | Rep 9 | 2016-04 | 2017-01 |
| Daniel William Hill | Rep 1, 9 | 2015-08 | Present |
| Viktor Hjort | Rep 4, 5 | 2015-07 | 2015-10 |
| Kok Hoong Ho | Rep 4, 5, 9 | 2010-04 | 2010-11 |
| Zidong Hu 胡紫東 | Rep 9 | 2023-10 | Present |
| Yuyu Jiang 蒋裕钰 | Rep 9 | 2022-07 | 2024-04 |
| Kunal Jindle | Rep 1, 9 | 2014-06 | 2017-08 |
| Farouk Nanji Juma | Rep 9 | 2012-02 | 2012-06 |
| Tyran Kam 金泰倫 | Rep 1, 4, 5, 9 | 2010-04 | 2014-02 |
| Manu Kapoor | Rep 1, 9 | 2014-05 | Present |
| Jason Merle Kindopp | Rep 4, 5 | 2012-05 | 2013-04 |
| Varun Kodthivada | Rep 9 | 2026-03 | 2026-03 |
| Rohan Kohli | Rep 9 | 2023-05 | 2024-03 |
| Luhua Kong 孔露華 | Rep 1, 9 | 2013-12 | 2017-09 |
| Attila Korodi-Szasz | Rep 9 | 2021-07 | 2022-06 |
| Ajay Kumar | Rep 9 | 2020-07 | 2020-09 |
| Esther Hau Sze Lai 黎巧思 | Rep 4, 5, 9 | 2006-03 | 2009-02 |
| Teresa Siu Ling Lam 林小玲 | Rep 9 | 2025-06 | 2026-05 |
| Ming Hei (SFC:BVC612) Lee 李名熹 | Rep 9 | 2024-06 | 2024-08 |
| Ho Long Leung 梁浩朗 | Rep 9 | 2022-11 | 2024-09 |
| Chun Man (SFC:BHD540) Li 李俊文 | Rep 9 | 2016-03 | 2016-07 |
| Yuxuan Li 李宇軒 | Rep 9 | 2023-06 | 2024-04 |
| Yishi Lian | Rep 9 | 2024-08 | Present |
| Evandro Liani | Rep 9 | 2014-09 | 2014-11 |
| Zhichuan Liu 劉之川 | Rep 9 | 2026-01 | Present |
| Prateek (SFC:BHH328) Maheshwari | Rep 1, 9 | 2017-05 | 2019-04 |
| Eric Peter Ng 吳君豪 | Rep 9 | 2023-07 | Present |
| Hubert Chung Wai Ngan 顏頌偉 | Rep 4, 5, 9 | 2008-11 | 2013-07 |
| Nicole Kathleen Ooi | Rep 1, 4, 5 | 2014-12 | 2015-11 |
| Abhishek Pal | Rep 9 | 2025-06 | Present |
| Hongyu Qin 秦紅雨 | Rep 4, 5, 9 | 2008-01 | 2010-09 |
| Brian Dennis Quartarolo | Rep 9 | 2006-06 | 2007-01 |
| James Eng Ann Quek 郭永安 | Rep 9 | 2007-04 | 2007-09 |
| Tamaghna Roy | Rep 1, 9 | 2013-04 | 2019-12 |
| Vasan Shridharan | Rep 9 | 2005-12 | 2008-07 |
| Pawan Kumar Singh | Rep 9 | 2022-08 | 2024-04 |
| Rishi Vickram Singh | Rep 1, 9 | 2013-05 | 2017-01 |
| Praveen Singhania | Rep 9 | 2012-03 | 2014-06 |
| Emmanuel Slezack | Rep 9 | 2026-04 | 2026-04 |
| Mark Steven Spitzer | Rep 1, 9 | 2013-10 | 2014-10 |
| Chi Kit Tang 鄧智傑 | Rep 9 | 2006-08 | 2007-06 |
| Sebastian Rainer Thumann | Rep 1, 9 | 2015-07 | 2016-11 |
| Cecilia Ching Sze To 杜靜詩 | Rep 4, 5 | 2010-03 | 2010-09 |
| U Lipp Tong 童又立 | Rep 4, 5, 9 | 2007-11 | 2009-02 |
| Thu Trang Thi Nguyen Uttamchandani | Rep 9 | 2005-02 | 2006-01 |
| Wei (SFC:BGP698) Wang 王維 | Rep 9 | 2015-12 | 2016-07 |
| Stephan Patrick Wenger | Rep 9 | 2025-01 | 2025-05 |
Showing 1–100 of 111
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