Kaspar Daniel Ernst
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaspar Daniel Ernst ( ), a licensed former licensee with CE reference AHS585. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2012-09-13 | 2018-05-10 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2008-03-12 | 2018-05-10 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2008-03-12 | 2018-05-10 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 9 — Asset management | 2004-07-12 | 2020-02-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-16 |