Joel Stephan Guglietta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Stephan Guglietta ( ), a licensed former licensee with CE reference AHD235. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2008-07-24 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2005-12-24 | 2006-11-28 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-03-10 | 2005-10-19 |