John Louis Francis Capaldi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Louis Francis Capaldi ( ), a licensed former licensee with CE reference AML309. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2014-08-14 | 2015-10-22 |
| Financial Risk Management Limited |
RO | Type 1 — Dealing in securities | 2006-10-16 | 2006-10-20 |
| FRM (Australia) Pty Limited |
RO | Type 1 — Dealing in securities | 2006-10-16 | 2006-10-20 |
| Financial Risk Management Limited |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2005-10-29 |