Shantanu Nagpal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shantanu Nagpal ( ), a licensed former licensee with CE reference AOV057. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2011-02-14 | 2011-09-07 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2010-05-18 | 2010-11-19 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2010-05-18 | 2010-11-19 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 9 — Asset management | 2010-05-18 | 2010-11-19 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2010-04-01 | 2010-05-18 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2010-03-12 | 2010-05-18 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2010-03-12 | 2010-05-18 |
| Ellerston Capital (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2008-06-27 | 2010-02-26 |
| Ellerston Capital (Hong Kong) Limited |
RO | Type 9 — Asset management | 2008-06-27 | 2010-02-26 |
| Ellerston Capital (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-02-05 | 2008-06-27 |
| Ellerston Capital (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-02-05 | 2008-06-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-04-20 | 2007-10-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-04-20 | 2007-10-26 |