Alexander Michael Underwood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Michael Underwood ( ), a licensed former licensee with CE reference AOA255. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2008-03-12 | 2012-06-15 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2008-03-12 | 2012-06-15 |
| Brevan Howard (Hong Kong) Limited |
RO | Type 9 — Asset management | 2007-02-02 | 2012-06-15 |