Kin Yip So
蘇建業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yip So (蘇建業), a licensed former licensee with CE reference AIU263. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-17 | 2020-06-30 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-15 | 2016-06-30 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-25 | 2013-10-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-25 | 2013-06-27 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-06 | 2010-06-25 |