Dan Leuk Lam
林旦略
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Leuk Lam (林旦略), a licensed Representative with CE reference AIU426. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-26 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-26 | present |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2017-07-20 | 2019-01-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-04-19 | 2019-12-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-23 | 2021-04-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-17 | 2021-04-08 |