Xuehui Ge

葛雪暉
CE No. AIU783 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuehui Ge (葛雪暉), a licensed former licensee with CE reference AIU783. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2007-03-05 2009-01-12
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2007-03-05 2009-01-12
Merrill Lynch (Asia Pacific) Limited Rep Type 4 — Advising on securities 2007-03-05 2009-01-12
Merrill Lynch Far East Limited Rep Type 4 — Advising on securities 2007-03-05 2009-01-12
Merrill Lynch (Asia Pacific) Limited Rep Type 6 — Advising on corporate finance 2007-03-05 2009-01-12
Merrill Lynch Far East Limited Rep Type 6 — Advising on corporate finance 2007-03-05 2009-01-12
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 — Advising on corporate finance 2006-04-06 2007-02-07
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2006-04-04 2007-02-07
China International Capital Corporation (International) Limited
中國國際金融(國際)有限公司
Rep Type 1 — Dealing in securities 2004-07-06 2006-04-01
China International Capital Corporation (International) Limited
中國國際金融(國際)有限公司
Rep Type 1 — Dealing in securities 2003-06-07 2004-01-21
China International Capital Corporation (International) Limited
中國國際金融(國際)有限公司
Rep Type 4 — Advising on securities 2003-06-07 2004-01-21
China International Capital Corporation (International) Limited
中國國際金融(國際)有限公司
Rep Type 6 — Advising on corporate finance 2003-06-07 2004-01-21

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