David Che Hao Wong

黃志豪
CE No. AIY651 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Che Hao Wong (黃志豪), a licensed Responsible Officer with CE reference AIY651. Currently licensed at 1 firm(s): Forthright Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
Forthright Capital Management Limited
方德資本管理有限公司
RO Type 1 — Dealing in securities 2023-08-21 present
Forthright Capital Management Limited
方德資本管理有限公司
RO Type 4 — Advising on securities 2023-08-21 present
Forthright Capital Management Limited
方德資本管理有限公司
RO Type 9 — Asset management 2023-08-21 present
Awaken Thunder Capital Limited
春雷資本有限公司
RO Type 9 — Asset management 2022-03-01 2023-08-20
Awaken Thunder Capital Limited
春雷資本有限公司
Rep Type 9 — Asset management 2019-06-28 2022-03-01
Awaken Thunder Capital Limited
春雷資本有限公司
RO Type 1 — Dealing in securities 2019-06-28 2023-08-20
Awaken Thunder Capital Limited
春雷資本有限公司
RO Type 4 — Advising on securities 2019-06-28 2023-08-20
Quam Securities Limited
華富建業證券有限公司
Rep Type 4 — Advising on securities 2015-09-29 2016-08-31
Quam Securities Limited
華富建業證券有限公司
Rep Type 9 — Asset management 2015-09-29 2016-08-31
Quam Securities Limited
華富建業證券有限公司
Rep Type 2 — Dealing in futures contracts 2012-03-05 2016-08-31
Quam Securities Limited
華富建業證券有限公司
Rep Type 1 — Dealing in securities 2011-11-23 2016-08-31
King Sun Securities Limited
京信證券有限公司
Rep Type 1 — Dealing in securities 2006-08-15 2011-11-01
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities 2006-04-19 2006-08-11
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2006-04-19 2006-08-11
CVP Securities Limited
星火證券有限公司
Rep Type 1 — Dealing in securities 2004-08-17 2004-12-03
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities 2004-07-22 2004-08-11
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2004-07-22 2004-08-11
Mega Capital (Asia) Company Limited
兆豐資本(亞洲)有限公司
Rep Type 6 — Advising on corporate finance 2003-06-25 2004-06-17

Related