Florence Hiu Man Ip
葉曉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Florence Hiu Man Ip (葉曉雯), a licensed former licensee with CE reference AIZ577. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-03 | 2019-10-18 |
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-03-30 | 2019-10-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2012-03-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-15 | 2012-03-22 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-13 | 2010-08-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-27 | 2010-08-14 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-27 | 2010-08-14 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-27 | 2006-03-11 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-27 | 2006-03-11 |