Chee Kong Chan
陳志光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chee Kong Chan (陳志光), a licensed former licensee with CE reference AJA113. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Abax Global Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-06-26 | 2013-08-31 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-01-03 | 2012-06-26 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-08-17 | 2011-06-11 |
| Elliott Advisors (HK) Limited | Rep | Type 4 — Advising on securities | 2005-10-27 | 2007-07-31 |
| Elliott Advisors (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2005-10-27 | 2007-07-31 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2005-10-27 | 2007-07-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-08-05 | 2005-09-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-05 | 2005-09-20 |