Elliott Advisors (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elliott Advisors (HK) Limited, a Hong Kong-based licensed corporation with CE reference ALL213. Current licensed staff on file: 0 (total recorded over time: 33). Earliest licence on file: 2005-03-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-03-08 | 2022-03-16 |
| Type 5 — Advising on futures contracts | 2005-03-08 | 2022-03-16 |
| Type 9 — Asset management | 2005-03-08 | 2022-03-16 |
Licensed staff (all-time) (33)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Michael Edward Bayliss | RO 4, 5, 9 | 2020-08 | 2020-12 |
| Joon Ho Choi | RO 4, 5, 9 Rep 9 | 2012-04 | 2020-08 |
| Francesco Ciardi | RO 4, 5, 9 Rep 4, 5, 9 | 2020-09 | 2020-12 |
| Hidemoto Kawai | RO 4, 5, 9 Rep 4, 5, 9 | 2007-12 | 2020-07 |
| Sophie Sabine Nonnenmacher | RO 4, 5, 9 Rep 9 | 2009-04 | 2020-12 |
| Jonathan David Pollock | RO 4, 5, 9 | 2005-03 | 2011-12 |
| Timothy Loughnan Robinson | RO 4, 5, 9 Rep 4, 5, 9 | 2005-03 | 2018-12 |
| James Nicholas Barrie Smith | RO 4, 5, 9 Rep 4, 5, 9 | 2006-08 | 2020-04 |
| Simon Andrew Waxley | RO 4, 5, 9 Rep 4, 5, 9 | 2005-03 | 2008-06 |
| Chiu Yu Wong 黃照宇 | RO 4, 5, 9 Rep 9 | 2006-07 | 2021-09 |
| Seh Joon Ahn 安世埈 | Rep 9 | 2008-03 | 2012-09 |
| Timothy Edward Ball | Rep 9 | 2013-08 | 2017-04 |
| Chee Kong Chan 陳志光 | Rep 4, 5, 9 | 2005-10 | 2007-07 |
| Jason Sheng Chang 張傑聖 | Rep 9 | 2007-10 | 2014-07 |
| Yvon Yon Sik Choi | Rep 4, 5, 9 | 2005-05 | 2007-11 |
| Wentao (SFC:BCK317) Hu 胡文濤 | Rep 9 | 2013-12 | 2015-09 |
| Tha Fung Ko 高沓峯 | Rep 9 | 2011-10 | 2016-08 |
| Ji Il Kwon | Rep 4, 5, 9 | 2005-09 | 2007-04 |
| Michael Lai 賴冠宇 | Rep 9 | 2016-06 | 2020-03 |
| Arthur Tak Kei Lau 劉德基 | Rep 9 | 2007-11 | 2013-10 |
| Fu Wing Lau 劉富榮 | Rep 9 | 2006-04 | 2008-07 |
| Steven (SFC:BEZ294) Liu | Rep 9 | 2016-12 | 2019-05 |
| Jonathan Mark Lowry | Rep 9 | 2013-11 | 2020-08 |
| Sachin Rohit Shiam Mistry | Rep 9 | 2008-10 | 2016-11 |
| Kenneth Chi Keung Ng 吳志強 | Rep 4, 5, 9 | 2005-05 | 2014-01 |
| Thongchai Rattanaruengyot 蔡通財 | Rep 9 | 2011-09 | 2019-07 |
| Andrew Charles Spence | Rep 9 | 2006-08 | 2006-12 |
| Nicholas Zachary Topjian 陶朴堅 | Rep 9 | 2010-05 | 2015-02 |
| Tin Chi Tse 謝天賜 | Rep 9 | 2017-05 | 2019-08 |
| Jeremy Jacques Tuil | Rep 9 | 2008-12 | 2020-07 |
| Qi (SFC:ALB737) Wang 王崎 | Rep 4, 9 | 2007-05 | 2009-09 |
| Cheuk Ki (SFC:AMF445) Wong 黃卓奇 | Rep 4, 5, 9 | 2005-08 | 2006-12 |
| Tao (SFC:BOC108) Yu 于濤 | Rep 5 | 2019-02 | 2020-12 |
Showing 1–33 of 33