Timothy Edward Ball
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Edward Ball ( ), a licensed former licensee with CE reference APL603. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-03-15 | 2023-06-05 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-16 | 2019-08-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-05-16 | 2019-08-15 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2013-08-07 | 2017-04-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-30 | 2013-05-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-08-24 | 2013-05-21 |