Yvon Yon Sik Choi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvon Yon Sik Choi ( ), a licensed former licensee with CE reference AGY566. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 9 — Asset management | 2015-06-29 | 2016-03-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-04 | 2015-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-08 | 2015-04-01 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-17 | 2010-05-06 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-02-17 | 2010-05-06 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-01-21 | 2010-05-06 |
| Middle Island Capital (Hong Kong) Limited |
RO | Type 9 — Asset management | 2008-04-30 | 2008-12-31 |
| Elliott Advisors (HK) Limited | Rep | Type 4 — Advising on securities | 2005-05-23 | 2007-11-29 |
| Elliott Advisors (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2005-05-23 | 2007-11-29 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2005-05-23 | 2007-11-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |