Fu Wing Lau
劉富榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Wing Lau (劉富榮), a licensed Responsible Officer with CE reference ANH674. Currently licensed at 2 firm(s): Arta Global Markets Limited, Arta Global Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-20 | present |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-04-20 | present |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 4 — Advising on securities | 2022-04-20 | present |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 — Asset management | 2022-04-20 | present |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-05 | 2023-07-20 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-20 | 2022-12-05 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-29 | 2025-07-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-29 | 2025-07-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-29 | 2025-07-01 |
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-22 | 2021-05-24 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-31 | 2020-12-14 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-31 | 2020-12-14 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-31 | 2020-12-14 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-18 | 2018-07-31 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-18 | 2018-07-31 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-26 | 2018-02-28 |
| Harmony Advisors Limited 喜望利顧問有限公司 |
RO | Type 9 — Asset management | 2014-01-28 | 2018-02-28 |
| PCA Investments Hong Kong, Limited | RO | Type 9 — Asset management | 2011-06-16 | 2013-02-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-08 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-12-01 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-12-01 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2010-09-08 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-01-05 | 2009-10-07 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2006-04-27 | 2008-07-15 |