Vicis Capital (Hong Kong) Limited
威奇思資本(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vicis Capital (Hong Kong) Limited (威奇思資本(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ARR977. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2008-11-26.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-11-26 | 2010-06-15 |
| Type 2 — Dealing in futures contracts | 2008-11-26 | 2010-06-15 |
| Type 4 — Advising on securities | 2008-11-26 | 2010-06-15 |
| Type 5 — Advising on futures contracts | 2008-11-26 | 2010-06-15 |
| Type 9 — Asset management | 2008-11-26 | 2010-06-15 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shadron Lee Stastney | RO 1, 2, 4, 5, 9 | 2008-11 | 2010-02 |
| Huashi Xia 夏華士 | RO 1, 2, 4, 5, 9 | 2008-11 | 2010-02 |
| Kwong Yu Lam 林光宇 | Rep 1, 2, 4, 5, 9 | 2008-12 | 2010-02 |
| Fu Wing Lau 劉富榮 | Rep 9 | 2009-01 | 2009-10 |
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