Huashi Xia
夏華士
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huashi Xia (夏華士), a licensed former licensee with CE reference ARR978. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 9 — Asset management | 2008-11-26 | 2010-02-28 |