Arthur Tak Kei Lau
劉德基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Tak Kei Lau (劉德基), a licensed former licensee with CE reference ANA187. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Pacific Capital Management Limited 雅博資本產業管理有限公司 |
RO | Type 4 — Advising on securities | 2014-06-20 | 2024-11-08 |
| Ark Pacific Capital Management Limited 雅博資本產業管理有限公司 |
RO | Type 9 — Asset management | 2014-06-20 | 2024-11-08 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2007-11-23 | 2013-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-07 | 2007-08-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-02-07 | 2007-08-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-07 | 2007-08-22 |