Tha Fung Ko
高沓峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tha Fung Ko (高沓峯), a licensed Responsible Officer with CE reference AXX482. Currently licensed at 1 firm(s): Santric Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Santric Investment Management Limited |
RO | Type 4 — Advising on securities | 2025-05-07 | present |
| Santric Investment Management Limited |
RO | Type 9 — Asset management | 2025-05-07 | present |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-19 | 2023-08-02 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-19 | 2023-08-02 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-26 | 2022-05-19 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-26 | 2022-05-19 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2021-12-14 | 2022-03-31 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 9 — Asset management | 2021-12-14 | 2022-03-31 |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-21 | 2020-09-30 |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-08-21 | 2020-09-30 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-06-07 | 2018-12-21 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-06-07 | 2018-12-21 |
| Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-04-13 | 2018-06-03 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2011-10-26 | 2016-08-17 |