Peter James Szekely
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Szekely ( ), a licensed former licensee with CE reference AJB204. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tanarra Credit Partners Limited |
RO | Type 4 — Advising on securities | 2022-01-31 | 2024-07-23 |
| Tanarra Credit Partners Limited |
RO | Type 9 — Asset management | 2022-01-31 | 2024-07-23 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-18 | 2011-08-19 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-03-18 | 2011-08-19 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-03-18 | 2011-08-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-08 | 2008-06-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-08 | 2008-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2006-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-02 | 2006-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-02 | 2006-06-02 |