David Tai Wei Chan

陳大為
CE No. AJB223 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tai Wei Chan (陳大為), a licensed former licensee with CE reference AJB223. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2017-10-03 2021-05-10
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 — Advising on securities 2017-10-03 2021-05-10
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2012-07-10 2017-10-02
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-07-10 2021-05-10
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 — Advising on securities 2012-07-10 2017-10-02

Related