Thomas Joseph Gallagher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Joseph Gallagher ( ), a licensed former licensee with CE reference AJB335. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finex Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-02-13 | 2021-11-15 |
| Finex Hong Kong Limited | Rep | Type 4 — Advising on securities | 2019-02-13 | 2021-11-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-08 | 2010-09-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2003-07-08 | 2010-09-10 |