Richard John Wildman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Wildman, a licensed Responsible Officer with CE reference AJB354. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2021-03-31 | present |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2012-01-03 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2012-01-03 | 2021-03-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-12 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-12 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-05-04 | 2011-10-12 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-02 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-02 | 2011-10-12 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-17 | 2008-08-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-07 | 2008-08-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-02-07 | 2008-08-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-02-07 | 2008-08-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-02 | 2003-12-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-02 | 2003-12-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-07-02 | 2003-12-01 |