Chen (SFC:AJB440) Chen
陳辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AJB440) Chen (陳辰), a licensed former licensee with CE reference AJB440. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toona Tree Capital Limited |
RO | Type 9 — Asset management | 2017-10-27 | 2022-08-12 |
| Eton Park Asia Limited | RO | Type 9 — Asset management | 2015-08-19 | 2017-07-31 |
| Eton Park Asia Limited | Rep | Type 9 — Asset management | 2006-11-21 | 2015-08-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-20 | 2004-02-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-20 | 2004-02-20 |