Timothy Joseph Grady
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Joseph Grady ( ), a licensed former licensee with CE reference AJC076. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2021-12-10 | 2023-04-01 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2020-10-05 | 2023-04-01 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
RO | Type 9 — Asset management | 2011-01-04 | 2012-02-17 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-09-17 | 2011-01-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-03-06 | 2009-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-24 | 2005-12-17 |