Pengwei Luo
羅鵬巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengwei Luo (羅鵬巍), a licensed Responsible Officer with CE reference AJC185. Currently licensed at 1 firm(s): Ten Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-14 | present |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-05 | 2020-07-10 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-25 | 2004-06-08 |