Xiao Zhao
趙晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Zhao (趙晓), a licensed Representative with CE reference AJC187. Currently licensed at 1 firm(s): Q Fund Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | present |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2012-10-16 | 2016-06-30 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-25 | 2012-08-06 |