Qun (SFC:AJD330) Huang
黃群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qun (SFC:AJD330) Huang (黃群), a licensed former licensee with CE reference AJD330. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2017-07-13 | 2024-03-31 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2017-07-13 | 2024-03-31 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2017-07-13 | 2024-03-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-04-24 | 2017-07-13 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-04-24 | 2017-07-13 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2017-04-24 | 2017-07-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-17 | 2014-11-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-01 | 2014-11-28 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2003-10-02 | 2009-10-29 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2003-10-02 | 2009-10-29 |