Ellen Hoi Ying Ng
吳凱盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Hoi Ying Ng (吳凱盈), a licensed Responsible Officer with CE reference AJD376. Currently licensed at 1 firm(s): Warburg Pincus (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Warburg Pincus (Hong Kong) Limited 華平投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-31 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2005-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2005-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-09-29 | 2005-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2003-09-29 | 2005-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2003-09-29 | 2005-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2003-09-29 | 2005-09-23 |