I-Ni Tsai
蔡夷昵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for I-Ni Tsai (蔡夷昵), a licensed former licensee with CE reference AJE120. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-12-10 | 2009-06-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-12-10 | 2009-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-14 | 2009-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-08-14 | 2009-06-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-06 | 2006-07-24 |