Ming-Dah Lee
李明達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Dah Lee (李明達), a licensed former licensee with CE reference AJG459. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ablelink Capital Limited 御領資本有限公司 |
RO | Type 9 — Asset management | 2016-02-05 | 2022-05-26 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 — Asset management | 2011-08-02 | 2015-05-01 |
| Diamond Dragon Advisors Limited 熠尊咨詢有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-20 | 2010-12-03 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-12 | 2010-08-18 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | 2009-03-12 | 2010-08-18 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-02-25 | 2009-03-12 |
| Temujin Global Asset Management Limited 泰潤環球資產管理有限公司 |
RO | Type 9 — Asset management | 2008-07-09 | 2008-08-31 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 4 — Advising on securities | 2005-11-23 | 2008-06-30 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 — Asset management | 2005-11-23 | 2008-06-30 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-29 | 2005-11-23 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-08-29 | 2005-11-23 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-04 | 2005-07-25 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-11-09 | 2005-02-28 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-02 | 2004-09-20 |