Anna Hua Zhong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Hua Zhong ( ), a licensed former licensee with CE reference AJI712. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-31 | 2019-08-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-31 | 2019-08-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-08-31 | 2019-08-31 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2009-05-08 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2009-05-08 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 9 — Asset management | 2009-05-08 | 2017-09-22 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-18 | 2009-05-06 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-11-06 | 2009-05-06 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-08-15 | 2007-11-06 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-08-29 | 2005-11-12 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2005-08-23 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2004-01-26 | 2005-08-23 |