Barings Investment Advisers (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barings Investment Advisers (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference ASE823. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2009-05-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-05-08 | 2018-01-23 |
| Type 4 — Advising on securities | 2009-05-08 | 2018-01-23 |
| Type 9 — Asset management | 2009-05-08 | 2018-01-23 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shane Anthony Forster | RO 1, 4, 9 | 2013-04 | 2017-08 |
| Phanuwit Kanthatham | RO 1, 4, 9 | 2009-05 | 2018-01 |
| Tracy Ho Yee Lau 劉可兒 | RO 1, 4 Rep 1, 4, 9 | 2011-04 | 2018-01 |
| Giselle Chi Sau Lee 李之秀 | RO 1, 4 Rep 1, 4 | 2013-04 | 2016-12 |
| Weng Keong Loke 陸永強 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-04 | 2013-01 |
| Anna Hua Zhong | RO 1, 4, 9 | 2009-05 | 2017-09 |
| Chung Leung (SFC:APH607) Chan 陳頌良 | Rep 4, 9 | 2014-04 | 2017-09 |
| Wai Ho (SFC:BGE658) Cheung 張偉豪 | Rep 1, 4, 9 | 2015-10 | 2017-09 |
| Kyung Ho Choe | Rep 1, 4 | 2014-09 | 2017-09 |
| Michael James Downes | Rep 1, 4, 9 | 2014-04 | 2017-09 |
| Laurance Stanley Adam Nowak II | Rep 1, 4 | 2015-05 | 2017-09 |
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