Shane Anthony Forster
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Anthony Forster, a licensed Responsible Officer with CE reference BBB058. Currently licensed at 1 firm(s): Baring Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2023-05-04 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-12 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-12 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-09-08 | 2023-05-04 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-31 | 2018-04-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-31 | 2018-04-12 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-08-31 | 2018-04-12 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2013-04-16 | 2017-08-31 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2013-04-16 | 2017-08-31 |
| Barings Investment Advisers (Hong Kong) Limited |
RO | Type 9 — Asset management | 2013-04-16 | 2017-08-31 |