Laurance Stanley Adam Nowak II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurance Stanley Adam Nowak II ( ), a licensed former licensee with CE reference BFE977. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2017-11-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-11 | 2017-11-03 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-05-04 | 2017-09-22 |
| Barings Investment Advisers (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2015-05-04 | 2017-09-22 |