Pauline Siu Woon Hung
洪小媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Siu Woon Hung (洪小媛), a licensed former licensee with CE reference AJJ497. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | 2019-10-19 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | 2019-10-19 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-31 | 2016-12-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-31 | 2016-12-15 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-12 | 2016-08-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-30 | 2016-03-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-30 | 2016-03-31 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-30 | 2014-09-05 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-30 | 2014-09-05 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-31 | 2009-04-24 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-31 | 2009-04-24 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-31 | 2009-04-24 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-07 | 2007-07-23 |