Tsz Lung (SFC:AJL083) Lau
劉子龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Lung (SFC:AJL083) Lau (劉子龍), a licensed former licensee with CE reference AJL083. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hectoron Global Capital Management Limited 灝德環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-02 | 2021-08-13 |
| Hectoron Global Capital Management Limited 灝德環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-02 | 2021-08-13 |
| Hectoron Global Capital Management Limited 灝德環球資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-02 | 2021-08-13 |
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-06-05 | 2019-03-14 |
| AM Squared Limited | Rep | Type 9 — Asset management | 2006-12-14 | 2011-12-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-24 | 2006-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-04-24 | 2006-10-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-24 | 2006-10-21 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-03 | 2006-04-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-03 | 2006-04-01 |