Xiuping Zhang
張秀萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiuping Zhang (張秀萍), a licensed Responsible Officer with CE reference AJL094. Currently licensed at 1 firm(s): Moelis & Company Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-02-04 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-24 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-13 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-27 | 2018-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-12-07 | 2013-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-12-07 | 2013-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-12-07 | 2013-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-12-07 | 2013-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-12-07 | 2013-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-12-07 | 2013-06-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-15 | 2006-03-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-18 | 2005-05-24 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-02-20 | 2005-05-03 |