Henry Lee Terrebrood Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Lee Terrebrood Jr, a licensed Responsible Officer with CE reference AJL563. Currently licensed at 1 firm(s): Privium Fund Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RO | Type 9 — Asset management | 2018-04-27 | present |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 1 — Dealing in securities | 2015-07-27 | 2017-09-15 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 4 — Advising on securities | 2015-07-27 | 2017-09-15 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2015-07-27 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-06-05 | 2015-07-27 |
| Altitude Principle Advisory Limited |
RO | Type 9 — Asset management | 2012-10-16 | 2014-11-13 |
| Altitude Principle Advisory Limited |
Rep | Type 9 — Asset management | 2012-08-31 | 2012-10-16 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-03 | 2012-04-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-29 | 2010-07-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-21 | 2010-07-21 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-11 | 2008-01-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-02-13 | 2007-02-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-02-13 | 2007-02-01 |