Irene Hue Ying Chan
陳曉盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Hue Ying Chan (陳曉盈), a licensed Responsible Officer with CE reference AJL916. Currently licensed at 1 firm(s): JW Capital Securities Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-01 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2024-03-01 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-08 | 2024-03-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2023-12-08 | 2024-03-01 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-04 | 2023-08-11 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-04 | 2023-08-11 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-08 | 2023-01-04 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-15 | 2022-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-15 | 2022-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-15 | 2022-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-08-15 | 2022-10-16 |
| Hua Liang Capital Limited 華量資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-16 | 2022-10-16 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-03 | 2022-08-15 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-03 | 2022-08-15 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | 2022-08-15 |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-06-03 | 2022-08-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-05-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-07 | 2019-05-15 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2016-09-26 | 2017-06-30 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2010-07-12 | 2017-06-30 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2010-07-12 | 2013-07-25 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2007-02-05 | 2010-07-12 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-05 | 2010-07-12 |