Anson Gong Wah Wong
黃江華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anson Gong Wah Wong (黃江華), a licensed former licensee with CE reference AJO196. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2011-09-03 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2011-09-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-11 | 2011-09-03 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-11 | 2011-09-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-29 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-29 | 2008-09-29 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2004-05-18 | 2004-09-06 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2004-05-18 | 2004-09-06 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2004-05-18 | 2004-09-06 |