Peggy Chiu Ho Wan
溫肖荷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Chiu Ho Wan (溫肖荷), a licensed former licensee with CE reference AJV350. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2018-06-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-09-01 | 2015-05-31 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-10-17 | 2010-08-17 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-07 | 2005-12-20 |