Rachel Yu Qian Zhao
趙郁芊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Yu Qian Zhao (趙郁芊), a licensed Representative with CE reference AKI199. Currently licensed at 1 firm(s): CPPIB PE Investments Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB PE Investments Asia Limited | Rep | Type 1 — Dealing in securities | 2022-03-21 | present |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-10-09 | 2022-03-21 |
| MBK Partners HK Limited |
Rep | Type 4 — Advising on securities | 2019-04-17 | 2019-05-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2006-04-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-04-02 | 2006-04-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-02 | 2006-04-12 |